cagautampareek.com

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Disclaimer: Registration granted by SEBI, membership of a SEBI recognized supervisory body (if any), Enlistment with RAASB/BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Standard Warning: Investments in the securities market are subject to market risks. Please read all related documents carefully before investing.

Grievance Redressal

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Grievance Redressal/ Escalation Matrix 

Details of designation

Contact Person Name

Address where the physical address location

Contact No.

Email-ID

Working hours when complainant can call

Customer Care

         

Head of Customer Care

         

Compliance Officer

Gautam Pareek

Office no.13/A,Floor no.1,Building name. Jhoar chawl, Block sector. Worli Mumbai, Road. Dainik Shivneri marg, City Varali, Mumbai, Maharashtra, 400018

+918097429715

pareekgautam852@gmail.com

10.00 AM to 5.30 PM

CEO

         

Principal Officer

Gautam Pareek

Office no.13/A,Floor no.1,Building name. Jhoar chawl, Block sector. Worli Mumbai, Road. Dainik Shivneri marg, City Varali, Mumbai, Maharashtra, 400018

+918097429715

pareekgautam852@gmail.com

10.00 AM to 5.30 PM

 For any grievances,

    • Step 1: The client should first contact the RA using the details on its website (https://cagautampareek.com) or following contact details:
    • Step 2: If the resolution is unsatisfactory, the client can also lodge grievances through SEBI’s SCORES platform at scores.sebi.gov.in
    • Step 3: The client may also consider the Online Dispute Resolution (ODR) through the Smart ODR portal at https://smartodr.in

 Instruction to use

  1. The above table must be displayed in office as well as on the website
  2. For Individual, CC, Head of CC, Compliance officer, CEO, Principal officer can be same one person. In such cases you can either fill the same information in all columns or mention only compliance officer and principal officer. In case of Individual, Research analyst will be the compliance officer and principal officer.
  3. For non individual, Fill the rows which are applicable to Row of compliance officer, CEO, Principal officer must contain information. In case you have customer care / Head of customer care- you can fill that accordingly. If you do not have-you can leave these two blanks.

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